Sustainability Of Coalitions
by Tom Wolff, AHEC/Community Partners
Sustaining the Effort
Sustaining coalitions over an extended period of time is a little-explored issue. There is very little literature,
even anecdotal literature, on coalitions that have lasted over many years. What happens to these coalitions over
time_ What are the developmental stages and forms of long-standing coalitions_ And what leads to the continued
viability, and success or failure, of sustaining efforts_
In general, sustaining coalitions is like sustaining any other organization. It relies upon the capacity of the
organization to be flexible and adaptive to changing environments and changing times. In coalitions, we would
expect that the mission and goals would evolve over time, and that various task forces set up by the coalition
would adapt to changing issues in the community. We would expect membership to keep changing, so that each year
new people join, while others might drop out. Leadership would also rotate: In a healthy, long-standing, sustainable
coalition, new leaders would constantly emerge and be given positions of responsibility - leading a task force,
managing a special project, or chairing the coalition itself. The bottom line for sustaining a coalition, however,
would be the same as that for any successful community venture; that is, the capacity to act and have an impact
on the community. Our experience is that long-lasting coalitions keep on acting - visibly, energetically, and
effectively.
Sustaining Coalitions After the Funding Dries Up
The sustainability of coalitions has another key dimension, and that has to do with outside funding. One of the
great dilemmas in human services for government and foundations has been how to go about seeding a new idea with
money, and then sustaining that idea over time as funding draws to an end. We have all been involved in too many
projects whose life is as long as the funding; projects which die when the funding disappears. So how can we sustain
externally funded coalitions_ This Tip Sheet explores a four-fold approach. Each approach maybe appropriate to
different degrees, depending upon the coalition and the community's needs. Each carries with it some advantages
and some disadvantages. Ingeneral,amixturethatei-nploysallfourstrategiesismostlikelythesoundestapproach.
Fund-raising and Incorporation
The knee-jerk reaction of almost any project or coalition is to find new funding, to replace the old. In this
approach, sustaining the effort means finding another funding source. Thus, mature coalitions often write grant
applications, throw fund-raisers, create membership schemes - all ways ofg enerating new dollars. Incorporating
the coalition as a 501(c)(3) non-profit organization and applying for tax-exempt status frequently go along with
this, so that the coalition is in proper legal form to receive state, federal, corporate and foundation money.
The rationale is simple -finding a new funding source will allow the successful coalition to continue its success.
The advantage of this approach is that the coalition can continue to fund staff and programs it has created.
The peril is that it is often seen as the only way to sustain the effort, and doesn't allow for considering other
ways to sustain - ways which may involve greater community ownership and less professional management. With this
strategy, the possibility increases that the coalition becomes just another community agency. Fundraising has its
peaks and pitfalls. For a more through examination of this issue, see the March/April Tip Sheet: Money and Coalitions.
It is my suggestion that this approach might be the last one considered, after looking at the following three.
Institutionalizing Efforts
In this strategy, the coalition supports efforts -or even better, a plans efforts - so that each initiative developed
could be incorporated into an existing community institution. For example, a coalition can begin an after-school
program, and plan for the YMCA to pick up the program after a few years; or develop a school prevention program,
with the goal of shifting its management to school health educators; or start a program to prevent homelessness,
and work with an interfaith councit to adopt it. In this strategy, the coalition's role is as catalyst; it acts
to create innovations and change that can be adopted and institutionalized in other community organizations.
Policy Change
Some coalitions have found effective ways to sustain their efforts through changes in rules, regulations, and laws
of the community. By employing advocacy and social-change mechanisms that permanently alter policies, practices,
and procedures within a community, these coalitions continue to fulfill their mission. Good examples of this can
be found in anti-tobacco coalitions that worked to have boards of health change the laws and consequences of under-age
purchase of cigarettes and tobacco products; or anti-drug and alcohol coalitions that work to create local keg
licensing laws, to change practices regarding large parties where kegs of beer are consumed. Another topical example
would be an AIDS coalition that successfully lobbies for condom distribution in schools. In these cases of policy
change, sustainability occurs by incorporating change into the community's laws and regulations. Here the role
of the coalition is as advocate for policy change.
Turning To The Community
The fourth, and most provocative sustainability strategy, is to turn over what the coalition has begun to the citizens
in the community, using an approach stressing empowerment and community development. Here the basic premise, both
in sustainability and also in itial design, is keeping the coalition's efforts alive by having citizens own and
lead the initiatives. Projects that focus on the development of citizen leaders are used to build the skills and
capacities of individuals and organizations in the community. One such program is The Right Question Project(based
in Somerville, MA),which helps low-income parents become monitors and advocates for their children's education.
Sustainability occurs because individuals and homegrown organizations are better able to help the community solve
its own problems. The role of the coalition here is as capacity builder.
With each of these four strategies, the role of the coalition differs. If fund-raising and incorporation is the
dominant approach, then the role of the coalition can be that of another human service agency. If its strategy
is institutionalization, the coalition's role is that of catalyst. If it's policy change, the role is one of advocacy.
If it's empowerment, then the role is capacity builder. Ideally as funded coalitions look to sustainability,
which they hopefully will do when they start(as opposed to in the last twelve months of funding),they will use
a mix of these four strategies and develop others to create the most effective way to sustain their efforts.
Yet possibly the most important sustaining force is the vital energy within the coalition - what we might also
call its spirit. Coalition members should see themselves as keepers of the flame. If the flame dies down, if
it becomes embers,it's much harder to keep going and to do good work. How to keep the flame, and fan it, is certainly
the million-dollar question. A track record of success surely helps. So does modeling by the leadership, over
and above routine management of functions. The bonds among the membership, the willingness to celebrate even small
successes, will help as well. A coalition which can find ways of nourishing its own inner spirit will have a much
greater chance of continued success.